Lead auditor of AI management system according to ISO/IEC 42001:2023

Course objectives

The aim of the training is to prepare external/lead auditors to conduct external audits in organizations. To introduce the technique of external audits in organizations and to highlight the problems that external auditors encounter in different types of organizations. The auditor will gain competency to perform second and third party audits as per ISO/IEC 42001:2023.

Participants in the External Quality Auditor course are expected to have mastered the application of auditing quality management systems at least at the level of senior internal auditors.

Course content

The training consists of the following modules:

Module 1: Introduction to Artificial Intelligence Management System (AIMS) and ISO/IEC 42001

• Basic concepts and principles of artificial intelligence management
• Methods used in management systems for AI management
• Clarification of the requirements of ISO/IEC 42001:2023, ISO 19011:2018, ISO/IEC 17021:2015
• 8 principles of quality management

Module 2: Audit principles and preparing for the start of an audit

• Identifying potential risks, threats and rules for uncontrolled AI proliferation
• Implementing risk mitigation measures

Module 3: Audit activities at the audit site

• Difference in independent second party and third party audits
• Role and function of the external auditor
• Qualification requirements and eligibility of the external auditor
• Psychological aspects of the audit and effective communication with the auditor
• Effective conduct of the initial visit in an external audit
• Reviewing, monitoring and developing the audit programme
• Interpretation of the external audit process and principles

Module 4: Conclusion of the audit

• How to evaluate audit findings, categorising non-conformities
• Audit preparation, test audit, audit report
• Certification process, periodic surveillance audits
• Solutions to specific model situations and practical examples
• Presentation of external audit reports and case studies
• Conducting the final professional examination

By successfully passing the final test, the participant receives a certificate entitling him/her to conduct external audits in organisations.

Additional information

* UTC +1 time zone (DE, BE, DK, NL, NO, SE, AT, ES, FR, IT, SI, SK, CZ, PL, HU, ...)